Regulatory Reporting Specialist

Product Management
181362 Requisition #
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Business Unit: DTCC Solutions 
Department: Deriv Ops
Job Family: Product Management
Job Title: Regulatory Reporting Specialist
Corporate Title: Associate
FLSA Code (US Only): Exempt
People Manager: No

Business Unit Description:

The Regulatory Reporting group supports aggregated public data reporting, reporting to regulators and ad-hoc reporting for participants and trade associations. Core functions of the group include generation, transformation, validation, and analysis of OTC derivative data for producing reports that satisfy the needs of regulators and industry participants. In support of this reporting, the department has extensive interaction with the external user community including participants and regulators to educate, inform and help users interpret data. The team is also responsible for the development and management of various tactical initiatives and projects that serve to enhance DTCC reporting capabilities for participants and regulators.

Position Summary:

This position involves a combination of operational support and analytical functions. This requires performance of routine and complex functions and exception management processing as required.

Specific Responsibilities:
  • Perform daily reconciliation of regulator and participants reports reviewing the reports for accuracy and ensuring breaks are escalated in a timely manner
  • Review daily exception management of ‘business as usual’ functions including trade repository reconciliation and TRACE reporting.
  • Participate in periodic cross-functional Data Reporting project team meetings to ensure project strategy and operational issues are reviewed and addressed
  • Identify and produce monthly metrics packs for senior management identifying trends in processes and /or client behaviors.
  • Develop project-specific communications including user guides, important notices, fact sheets, etc.
  • Conduct and analyze reporting usage patterns to identify segments based on common participant and regulatory needs and engagement 
  • Generate and produce ad-hoc reporting for industry governance committees, trade associations, participants and third parties on an as needed basis
  • Align risk and control processes into day to day responsibilities to monitor and mitigate risk; escalate appropriately
Leadership Competencies for this level include:
  • Accountability: Demonstrates reliability by taking necessary actions to continuously meet required deadlines and goals.
  • Global Collaboration: Applies global perspective when working within a team by being aware of own style and ensuring all relevant parties are involved in key team tasks and decisions.
  • Communication: Articulates information clearly and presents information effectively and confidently when working with others.
  • Influencing: Convinces others by making a strong case, bringing others along to their viewpoint; maintains strong, trusting relationships while at the same time is comfortable challenging ideas.
  • Innovation and Creativity: Thinks boldly and out of the box, generates new ideas and processes, and confidently pursues challenges as new avenues of opportunity.
  • Relevant and related experience
  • Bachelor's degree preferred with Masters or equivalent experience
  • Computer literacy in Excel, Word, PowerPoint and Qlikview
  • Communication skills, both verbal and written
About DTCC:

With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities and data centers around the world, DTCC automates, centralizes, and standardizes the processing of financial transactions across the trade lifecycle and mitigates risk for thousands of institutions worldwide.

At DTCC we value on our clients' interests and partner to deliver superior results with excellence and innovation and lead with integrity. We proactively develop your potential and invest in your career.

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