Regulatory Liaison

Product Management
191176 Requisition #
About this Opportunity

The Regulatory Liaison position involves a combination of building relationships with regulatory authorities across Europe, Trade Repositories, internal support functions including Risk, System Directors, Technology and Quality Assurance teams. The Regulatory Liaison is also required to perform routine and complex functions and exception management processing as required.



Business Unit: DTCC Solutions



DTCC Solutions delivers information-based and business processing solutions to financial intermediaries globally.

Department: Regulatory Reporting



The Regulatory Reporting group supports aggregated public data reporting, reporting to regulators and ad-hoc reporting for participants and trade associations. Core functions of the group include generation, transformation, validation, and analysis of OTC derivative data for producing reports that satisfy the needs of regulators and industry participants. In support of this reporting, the department has extensive interaction with the external user community including participants and regulators to educate, inform and help users interpret data. The team is also responsible for the development and management of various tactical initiatives and projects that serve to enhance DTCC reporting capabilities for participants and regulators.

What You'll Do

  • Develop contacts and engage at senior levels within the regulatory community with confidence and integrity, as well as build multiple networks of relationships within key accounts and industry participants.
  • Demonstrate the capability to engage at high level strategic and operational agendas, being able to clearly articulate DTCC strategies, solutions and capabilities to our clients and at industry/client events and relate them to client/industry needs.
  • Proactively work with internal departments to analyze and conduct assessments on the changing regulatory landscape and the impact global legislative changes (such as EMIR, SFTR, and FINFRAG) will have on reporting requirements of the repository and engage with regulators on the impact they will see.
  • Build and manage working relationships with regulators to ensure current and future data access and reporting needs are satisfied by the trade repository.
  • Build and manage working relationships with European Trade Repositories to discuss common goals for reporting including Inter TR Reconciliation and EMIR QA40.
  • Proactively work with internal departments to analyze and conduct assessments on the data reported to the trade repositories to identify areas to improve data quality and client experience.
  • Provide status updates to management, compliance and legal (as required) on completeness and accuracy of regulator documentation required for permissions in the system.
  • Provide business updates to Product, Infrastructure and Technology to ensure reporting and technology solutions support business requirements.
  • Develop project-specific communications including user guides, important notices, fact sheets, etc.
  • Proactively create ad-hoc reporting for industry governance committees, trade associations, participants and third parties on an as needed basis.
  • Keep updated with Industry updates and ensure internal stakeholders are kept updated.
  • Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

    Sound Like You?

    • Minimum of 7 years of related experience
    • Bachelor's degree preferred with Masters or equivalent experience

    Additional Qualifications

    • Basic math skills (at least GCSE, preferably A level)
    • Computer literacy in Excel, Word, PowerPoint and preferably QlikView or Power BI
    • Excellent communication skills, both verbal and written
    • Demonstrable management skills
    • Strong understanding of Trade reporting regulations

    Who We Are

    With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From our operating facilities and data centers around the world, we automate, centralize, and standardize the processing of financial transactions across the trade lifecycle, mitigate risk for thousands of institutions worldwide and protect the stability of the global financial system. We’re also leaders in the digital transformation of post-trade processing, leveraging the latest fintech innovations to meet the evolving needs of our clients to reduce costs and enhance efficiencies.

    At DTCC we value our clients’ interests and partner to deliver superior results with excellence and innovation and lead with integrity. We proactively develop your potential and invest in your career. For more information, go to or connect with us on LinkedIn, Twitter, YouTube and Facebook.

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