Internal Audit
192000 Requisition #

About this Opportunity 

The IT Auditor role is predominantly focused on audit projects, participating in planning, driving fieldwork, and assisting with report clearance. The primary measure of success is identifying meaningful potential issues about the design and effectiveness of controls, and creating reliable documentation to support his or her work. The IT Auditor must manage a number of auditee relationships, be a good team player, and take accountability for his or her personal growth and professional development.


Business Unit: Internal Audit


The Internal Audit Department's (IAD) mission is to deliver independent assessments of the organization’s overall control environment and to promote proactive risk identification and mitigation.

What You'll Do

  • Strategic Control Impact • Identifies meaningful issues in which controls are not properly designed or are not operating effectively. • Assesses the risk and control environment for processes within coverage areas. • Validates the completion of agreed action plans under the guidance of a supervisor. • Understands the financial services industry and risk and control environment for coverage areas and identifies new risks. • Works closely with auditees to verify timely progress and completion of agreed action plans.
  • Audit Execution • Assists a Senior IT Auditor or IT Audit Manager with the execution of audit planning, fieldwork and reporting. • Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. • Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques.
  • Quality Process • Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards. • Independently prepares work papers that fully comply with IAD policies and procedures. • Participates in continuous improvement initiatives. • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately.

Sound Like You?
  • Minimum of 5 years of related experience
  • A bachelor’s degree is required, preferably with a technology-related major. Certifications related to the candidate’s coverage responsibilities are beneficial, but not required, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP).

Additional Qualifications

  • Previous internal or external audit experience is helpful, but not required. Previous job experience for IT Auditors can and should vary greatly to meet the department’s goal of having a team with diverse perspectives and work experiences.
  • Capable of identifying, assessing and advising on risks for large-scale technology projects, IT general controls and completing IT process audits (e.g., SDLC, Change Management, Logical Security, Business Continuity/Disaster Recovery and Incident/Problem Monitoring).
  • Proficiency in auditing infrastructure components is a plus (e.g., Mainframe, Unix/Linux, Windows).

Who We Are

With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 16 countries, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2018, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $1.85 quadrillion. Its depository provides custody and asset servicing for securities issues from 170 countries and territories valued at U.S. $52.2 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes over 14 billion messages annually.

To learn more, please visit us at or connect with us on LinkedInTwitterYouTube and Facebook.

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