Careers

GOCS Corporate Actions Specialist


Are you ready to explore a world of possibilities?

 

Join our DTCC family, and you’ll grow your expertise and become the best version of you. As you embark on a new journey, you’ll tackle challenges with flexibility and grace, learning new skills and advancing your career while having the time of your life.

 

Why you'll love this job:

As a member of the Global Operations, Client Services & Administration (GOCS) group, you will provide deliverables of world-class safety and soundness for the global financial services industry. The Corporate Actions Specialist executes routine and complex transactions with general supervision referring the most complex and risk related transactions to management. This resource will interact with customers to assess problems and gather information that must be escalated for solution.

 

Your responsibilities:

  • With supervision, process routine and complex transactions related to specific asset service functions
  • Conduct, review, analyze, resolve and/or escalate the results of any manual or automated regulatory/compliance related screening conducted by the department
  • Responsible for supporting the department adherence to AML/BSA policies and procedures set forth by various regulatory bodies Undertakes training of more junior team members as and when required
  • Ensures high customer satisfaction throughout the E2E process.
  • Maintain an unrelenting focus on meeting the needs/requests of our clients; including responding to client inquiries timely and accurately (in line with departmental benchmarks/metrics), and in resolving, and/or escalating problems promptly.
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk

Talents Needed for Success:

 

  • Minimum of 3 years of related experience
  • Bachelor's degree preferred

  • Excellent written and verbal communication skills




Who We Are

 

With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 16 countries, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2018, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $1.85 quadrillion. Its depository provides custody and asset servicing for securities issues from 170 countries and territories valued at U.S. $52.2 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes over 14 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedInTwitterYouTube and Facebook.

 

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